1.0 Book title

NONEQUILIBRIUM QUANTUM FIELD THEORY

 

2.0 Authors

ESTEBAN  CALZETTA;                          BEI-LOK B. HU

 

3.0 Publisher

CAMBRIDGE UNIVERSITY PRESS (2007)

 

 

4.0 Description

 

This is the first book that presents a coherent, self-contained and comprehensive description of the concepts, methodology and practice of quantum field theory and nonequilibrium statistical mechanics applied to the analysis of the dynamics of fundamental fields such as for the nonabelian gauge fields and gravitational fields, as well as the collective behavior of second-quantized many-body system, such as Bose- Einstein condensation (BEC).  It begins with the foundational aspects of the theory, presents the most important and useful techniques, discusses issues of basic interest (decoherence, entropy generation) and shows how the thermal field, linear response kinetic and hydrodynamical theories emerge. It then illustrates the applications of these concepts and methodology with current research topics such as phase transitions, thermalization in relativistic heavy ion collisions, the dynamics of BEC and the generation of structures from quantum fluctuations in the Early Universe.

 

 The book is divided in five sections. Each section addresses a particular stage in the conceptual and technical development of the subject at graded levels of difficulty. A guide to the flow of topics in the Preface aids the reader to select material for teaching or self-instruction. We attempt to make each chapter as self-contained as possible, minimizing the need to go back and forth between chapters. We have also made efforts to present full derivations of or detailed plausibility arguments for all the statements we make, with only a handful of exceptions in the whole book.  We provide an extensive bibliography, which represents the state of the art of the various aspects of the title thesis as of June 2007. This would be a valuable resource in itself for researchers entering the field.

 

The book is designed to lead a student with some background in quantum field theory (for example, at the level of M. Peskin and D. Schroeder, An Introduction to Quantum Field Theory (Addison-Wesley, New York, 1995)) and statistical mechanics (at the level of K. Huang, Statistical Physics (John Wiley & Sons, New York, 1987)) from the fundamentals of the theory to cutting edge applications. This is the only place where a coherent and comprehensive account on nonequilibrium quantum field theory can be found. There are also extensive discussions of alternative approaches and pointers to the literature, so by the end of the book the student will have developed a firm grasp of the concepts and methodology of the theory and the way how they are applied to a range of important topics, as well as gaining a sense of the directions and open problems of current research.

 

This book will be of interest to scholars and students  keen on the foundational aspects of quantum and statistical physics, quantum field theory,  the foundations and the philosophy of physics. We have extensive discussions of fundamental issues (see e. g. chapters 1 and 9), and have taken care to show how these issues bear on the other discipline of physics and are of  essence to the concrete applications of the theory.

 

The book is ready for adoption as a regular or special topics course on nonequilibrium quantum field theory suitable for second year postgraduate students or above. We believe it contains enough material for two full terms, but can comfortably be used as a single term course with some selection of topics. We gave in the Preface several possible tracks, according to the main focus of the course and the interests of the lecturer.

 

5.0 Contents and flow of topics

 

The book has five parts: The first part comprising Chapters 1-3 deals with the basics. After

an introduction chapter to basic notions and issues in Nonequilibrium Statistical Mechanics, two chapters are devoted to the basic ideas and techniques of nonequilibrium systems. The second part comprising Chapters 4-6 begins with Chapter 4 on quantum field processes in dynamical backgrounds. Chapters 5-6 form the backbone of this book, in establishing the real-time quantum field theory framework based on the so-called closed time path (CTP or Schwinger-Keldysh) effective action and the influence functional (IF, or Feynman-Vernon) formalisms. This is followed by three chapters in Part III to illustrate the use of these formalisms for addressing issues like gauge invariance, dissipation, entropy, noise and decoherence. From these formalisms we proceed to Part IV, including chapters 10-12 in the development of thermal, kinetic and hydrodynamics theories for interacting quantum fields, with linear response and thermal field theory as the near-equilibrium limits. Part V of this book shows how to apply this body of knowledge with examples drawn from three areas: Bose-Einstein condensates (BEC), relativistic heavy ion collisions (RHIC) and early universe cosmology discussed in chapters 13-15 respectively. The range of application is much broader than these chosen examples.

 

Below is a quick guide to the use of this book for readers of different backgrounds. Readers with

some good understanding of NEqSM may go directly to Part II while readers familiar with the CTP-IF formalism may start with Part I and go to Part III. Readers more interested in the structure

of the kinetic and hydrodynamic theories can delve into Part IV after Part II, while readers more

interested in statistical mechanical issues manifested in quantum field theory may want to focus

on Chapters 1, 8, 9. Recognizing that the readers may come from different disciplines with solid

knowledge of their own field who want to learn nonequilibrium quantum field theory for applications

to their own problems, we suggest the following streams:

 

1) Atomic-Optical and condensed matter physics : Chapters 2, 3, 5, 6, 8, 10, 11, 13

2) Nuclear-particle physics : Chapters 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14

4) Cosmology: Chapters 1, 2, 3, 4, 5, 6, 8, 9, 10, 11, 12, 15

 

6.0 Table of contents

 

 

Part 1: Fundamentals of nonequilibrium statistical mechanics 9

 

1 Basic issues in nonequilibrium statistical mechanics 11

1.1 Macroscopic description of physical processes 12

1.2 Microscopic characterization from dynamical systems behavior 16

1.2.1 Ergodicity describes a system in equilibrium 16

1.2.2 Mixing system is time-reversible, weak sense of approach to equilibrium 17

1.2.3 Dissipative system: coarse-grained mixing permits approach to equilibrium 18

1.2.4 Nonequilibrium thermodynamics and chaotic dynamics 19

1.3 Physical conditions 20

1.3.1 Large systems: fluctuations, Poincare recurrence and thermodynamic limit 20

1.3.2 Initial conditions: specific, randomized, dynamical correlations 21

1.3.3 Time scales and interaction 22

1.3.4 Coarse-graining 23

1.4 Coarse-graining and persistent structure in the physical world 24

1.5 Physical systems: closed, open, effectively closed and effectively open 27

1.5.1 Quantum open systems: coarse-graining and backreaction 27

1.5.2 From closed to effectively open systems 28

1.5.3 Two major paradigms of nonequilibrium statistical mechanics 29

1.6 Appendix A: Stochastic processes and equations in a (tiny) nutshell 30

1.6.1 Probability, random variables and stochastic processes 30

1.6.2 Markov processes 33

1.6.3 Kramers-Moyal and Fokker-Planck equations 34

 

2 Relaxation, dissipation, noise and fluctuations 36

2.1 A simple model of Brownian motion 36

2.1.1 The linear oscillator model 37

2.1.2 Fluctuation-dissipation theorem 39

2.2 The Fokker-Planck and Kramers-Moyal equations 41

2.3 The Boltzmann equation 44

2.3.1 Slaving of higher correlations in the Boltzmann equation 46

2.3.2 Corrections from quantum statistics 48

2.3.3 Relativistic kinetic theory 48

2.3.4 Fluctuations in the Boltzmann equation 50

 

3 Quantum open systems 53

3.1 A quick review of quantum mechanics 53

3.1.1 Wigner functions 55

3.1.2 Closed time path (CTP) integrals 58

3.2 Influence functional 60

3.2.1 Some properties of the influence action 61

3.2.2 The linear bath model 62

3.3 The master equation 62

3.3.1 The linear system model 63

3.4 The Langevin equation 64

3.4.1 The linear bath model 67

3.5 The Kramers-Moyal equation 68

3.5.1 The linear system model 70

3.6 Detailed derivation of the propagator and the master equation 71

3.6.1 Evolution of the reduced density matrix 72

3.6.2 Master equation 73

3.7 Consistent histories and decoherence functional 74

 

Part 2: Basics of nonequilibrium quantum field theory 79

 

4 Quantum fields on time-dependent backgrounds: particle creation 81

4.1 Basic field theory 82

4.1.1 Classical fields 82

4.1.2 Quantum fields 83

4.1.3 Free fields 84

4.1.4 Particle creation 85

4.1.5 Adiabatic vacua 86

4.1.6 Hamiltonian mean field dynamics and general Gaussian ansatz 88

4.2 Particle production in an external field 91

4.2.1 Particle creation in a constant electric field 93

4.3 Spontaneous and stimulated production 95

4.3.1 Spontaneous production 96

4.3.2 Stimulated production 97

4.4 Quantum Vlasov equation 97

4.4.1 Adiabatic number state 98

4.4.2 Number and correlation 98

4.4.3 Current and energy density 99

4.4.4 Quantum Vlasov equation 100

4.5 Periodically driven fields 100

4.5.1 Broad resonance 101

4.5.2 Narrow resonance 102

4.6 Particle creation in a dynamical spacetime 103

4.6.1 Wave equations in curved spacetimes 103

4.6.2 Conformal vacuum in conformally-static spacetimes 105

4.6.3 Thermal radiance 106

4.6.4 Conformal stress-energy tensor 106

4.6.5 Adiabatic regularization 107

4.6.6 A simple model of a cosmological phase transition 108

4.7 Particle creation as squeezing 111

4.7.1 Evolutionary operator, squeezing and rotation 111

4.7.2 Dynamics of the squeezing parameters 114

4.7.3 Number, coherence and initial states 116

4.7.4 Fluctuations in number 118

4.8 Squeezed quantum open systems 120

4.8.1 Dissipation and noise kernels 120

4.8.2 u1 v2 functions 121

4.8.3 a11 b4 functions 122

 

5 Open systems of interacting quantum fields 124

5.1 Influence functional: two interacting quantum fields 125

5.1.1 Perturbation theory 126

5.1.2 Noise and fluctuations 130

5.1.3 Langevin equation and fluctuation-dissipation relation 131

5.2 Quantum functional master equation 132

5.3 The closed time path coarse grained effective action 135

5.3.1 Stochastic equations 139

 

6 Functional methods in nonequilibrium QFT 142

6.1 Propagators 143

6.1.1 Interacting fields 145

6.2 Functional methods 146

6.2.1 The generating functional and the effective action. 147

6.2.2 Not quite beyond equilibrium 148

6.2.3 Trouble in the gφ3 theory 148

6.3 The closed time path effective action 151

6.3.1 An example 152

6.3.2 The structure of the closed time path effective action 154

6.4 Computing the closed time path effective action 156

6.4.1 The background field method 156

6.4.2 The loop expansion 158

6.4.3 The one loop closed time path effective action for the g_3 theory 158

6.4.4 The large N expansion 161

6.5 The two particle irreducible (2PI) effective action 162

6.5.1 The 2PI effective action in the g_3 theory 165

6.5.2 Large N expansion (suite) 167

6.6 Handling divergences 169

6.6.1 Ultraviolet divergences 169

6.6.2 Initial time singularities 171

6.6.3 Other divergences 172

 

Part 3: Gauge invariance, dissipation, entropy, noise and decoherence 173

 

7 Closed time path effective action for gauge theories 175

7.1 Path integral quantization of gauge theories - an overview 177

7.1.1 Gauge theories 177

7.1.2 Gauge symmetries and constraints 178

7.1.3 The measure of integration 179

7.1.4 BRST invariance 180

7.1.5 Physical states 182

7.1.6 Initial conditions for non-vacuum states 183

7.2 The 2PI formalism applied to gauge theories 184

7.2.1 The 2PI effective action 184

7.2.2 The 2PI Schwinger-Dyson equations 185

7.2.3 The reduced 2PI effective action 186

7.3 Gauge dependence and propagator structure 187

7.3.1 The Zinn-Justin equation 187

7.3.2 Gauge dependence of the propagators 188

7.3.3 Transverse and longitudinal gluon propagators. 190

 

8 Dissipation and noise in mean field dynamics 191

8.1 Preliminaries 193

8.2 Dissipation in the mean field dynamics. 193

8.3 Dissipation and particle creation 194

8.4 Particle creation and noise 196

8.5 Full quantum correlations from the Langevin approach 198

8.6 The fluctuation-dissipation theorem 199

8.7 Particle creation and decoherence 200

8.8 The nonlinear regime 201

8.9 Final remarks 205

 

9 Entropy generation and decoherence of quantum fields 207

9.1 Entropy generation from particle creation 207

9.1.1 Choice of representations and initial conditions 207

9.1.2 Coarse-graining the environment in an open system 208

9.1.3 Differences in various definitions of entropy 209

9.2 Entropy of quantum fields 210

9.2.1 Entropy special to choice of representation and initial conditions 210

9.2.2 Entropy from projecting out irrelevant variables 211

9.2.3 Entropy from slaving of higher correlations 211

9.3 Entropy from the (apparent) damping of the mean field 212

9.3.1 Time scales 212

9.3.2 Density matrix 213

9.3.3 Entropy generation 213

9.3.4 Decoherence functional 214

9.4 Entropy of squeezed quantum open systems 215

9.4.1 Entropy from the evolutionary operator for reduced density matrix 215

9.4.2 Measures of fluctuations and coherence 216

9.4.3 Entropy and uncertainty functions of an inverted oscillator 217

9.4.4 Entropy from graviton production in de Sitter spacetime 219

9.4.5 Discussion 221

9.5 Decoherence in a quantum phase transition 221

9.6 Spinodal decomposition of an interacting quantum field 224

9.6.1 The quench transition time 225

9.6.2 Decoherence time 226

9.7 Decoherence of the inflaton field 229

9.7.1 Noise from interacting quantum fields 230

9.7.2 Decoherence in two interacting fields model 231

9.7.3 Partitioning One interacting field: noise from high frequency modes 232

 

Part 4: Thermal, kinetic and hydrodynamic regimes 235

 

10 Thermal field and linear response theory 237

10.1 The thermal generating functional 237

10.2 Linear response theory 238

10.3 The Kubo-Martin-Schwinger theorem 239

10.4 Thermal self-energy: screening. 241

10.5 Landau damping 243

10.5.1 Landau damping in a relativistic collisionless plasma 243

10.5.2 A nonequilibrium problem with fermions: the case of QED 244

10.5.3 KMS and thermal Fermi propagators 246

10.5.4 Induced charge density from a finite temperature Dirac quantum field 247

10.6 Hard thermal loops 248

10.6.1 The model 248

10.6.2 Hard thermal loops 249

10.6.3 Hard thermal loops from the 2PI CTP effective action 250

10.6.4 The Vlasov equation for hard modes 251

10.6.5 Ultrasoft modes and Boltzmann equation 252

10.6.6 Langevin dynamics of ultrasoft modes 253

10.6.7 A note on the literature 255

 

11 Quantum kinetic field theory 256

11.1 The Kadanoff-Baym equations 256

11.1.1 The model 256

11.1.2 Density of states and distribution function 258

11.1.3 The dissipation and noise kernels 259

11.1.4 The retarded and advanced propagators 260

11.1.5 The off-shell kinetic equation 261

11.1.6Weakly coupled theories and the Boltzmann equation 263

11.1.7 The Vlasov equation 265

11.1.8 Time reversal invariance 266

11.1.9 The limits of the kinetic approach 267

11.2 Quantum kinetic field theory on nontrivial backgrounds 268

11.2.1 The scalar Wigner function in scalar quantum electrodynamics (SQED) 268

11.2.2 Scalar Wigner functions on non-Abelian backgrounds 271

11.2.3 Quantum kinetic theory in curved spacetimes 274

11.2.4 A note on the literature 279

 

12 Hydrodynamics and thermalization 280

12.1 Classical relativistic hydrodynamics 280

12.1.1 A primer on thermodynamics 280

12.1.2 Covariant hydrostatics 281

12.1.3 Ideal and real fluids 283

12.1.4 Stability and the Landau-Lifshitz theory 285

12.2 Quantum fields in the hydrodynamic limit 286

12.2.1 Quantum hydrodynamic models 286

12.2.2 Thermal equilibrium states 289

12.2.3 Local equilibria 290

12.3 Transport functions in the hydrodynamic limit 292

12.3.1 The collision term 292

12.3.2 The linearized transport equation 293

12.3.3 The temperature shift and the bulk stress 295

12.3.4 Shear stress and bulk viscosity 296

12.3.5 Transport functions for non-Abelian plasmas 296

12.4 Transport functions from linear response theory 297

12.4.1 The spin diffusion coefficient 298

12.4.2 The bulk and shear viscosity coefficients 300

12.5 Thermalization 303

12.5.1 A toy model of thermalization 304

12.5.2 Thermalization of isolated fields 306

12.5.3 The stages of thermalization 308

12.5.4 Coda 313

 

Part 5: Applications to selected current research 315

 

13 Nonequilibrium Bose-Einstein condensates 317

13.1 The closed time path integral approach to BECs 318

13.1.1 The coherent state representation 319

13.1.2 The closed time path boundary conditions 321

13.2 The symmetry breaking approach to BECs 321

13.2.1 A relationship between ηA and _AB 324

13.2.2 Gaplessness and phase invariance 325

13.2.3 Conserving and  Phiderivable theories 326

13.2.4 The full 2PI effective action as a Phi derivable approach 328

13.2.5 Varieties of theories from truncations of the 2PI effective action 329

13.2.6 Higher gapless approximations 332

13.2.7 Damping 335

13.2.8 The stochastic Gross-Pitaevskii equation 337

13.2.9 The hydrodynamic and quantum kinetic approach to BECs 338

13.3 The particle number conserving formalism 341

13.3.1 Problems with the symmetry breaking approach 341

13.3.2 The one-body density matrix and long range coherence 342

13.3.3 The particle number conserving approach 343

13.3.4 Particle number conserving functional approach 346

 

14 Nonequilibrium issues in RHICs and DCCs 348

14.1 Relativistic heavy ion collisions (RHICs) 348

14.1.1 In the beginning 348

14.1.2 The Bjorken scenario 349

14.1.3 Break-up 350

14.1.4Measuring the fireball 352

14.1.5 Insights from nonequilibrium quantum field theory 354

14.2 Disoriented chiral condensates (DCCs) 355

14.2.1 Self consistent mean fields in the large N approximation 357

14.2.2 The quantum pion field 359

14.2.3 Adiabatic modes and renormalization 360

 

15 Nonequilibrium quantum processes in the early universe 362

15.1 Quantum fluctuations and noise in inflationary cosmology 362

15.1.1 Inflationary cosmology 362

15.1.2 Noise in stochastic inflation 366

15.2 Structure formation: effect of colored noise 369

15.2.1 Colored noise from smooth window functions 371

15.2.2 Curvature perturbations and blue tilt 374

15.2.3 Structures from coarse-graining an interacting field 375

15.2.4 Structures from interaction with other fields, 376

15.2.5 Primordial spectrum from nonequilibrium renormalization group 379

15.3 Reheating in the inflationary universe 382

15.3.1 Case study I: backreaction of Fermi fields during preheating 383

15.3.2 Case study II: primordial magnetic field generation 388

 

References 394

Index 436